Unpacking the Latest Retention Package: Jenny Kim and Brian Neville Discuss the Unique KKR Deal

Join Jenny Kim from The Gershman Group as she sits down with Brian Neville from Lex and Neville to discuss the latest retention package in the financial industry. They explore the unusual nature of KKR’s acquisition of Janny and what it means for financial advisors. Tune in to gain valuable insights into how this deal differs from past transactions and its potential impact on the industry.

Meet Brian:

Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.

Mr. Neville has successfully represented investors and broker dealers in disputes involving sales practice issues and employment disputes. Mr. Neville also represents firms and registered representatives in enforcement actions by Financial Industry Regulatory Authority, Inc. (“FINRA”) (formerly the NASD and NYSE) and the Securities and Exchange Commission (“SEC”). On behalf of investors, he has recovered in excess of $50 million. On behalf of his defense clients, which tend to be individual registered representatives, management of broker dealers or smaller/regional brokerage firms, he has successfully defended and resolved numerous cases.

Meet Jenny:

Jenny is the ultimate operations guru. Not only does she manage all the inner workings of The Gershman Group, but she also combs media for unique insights pertaining to financial advisors, breaking news, and big advisor transitions. She loves to compare platforms and can immediately have insight into what might benefit an advisor team the most. She has a 35+ year background as a business owner, overseeing operations, accounting, human resources, marketing, and even in launching new ventures. Jenny holds a B.A. in History of Art from the University of California at Berkeley. Jenny resides in San Francisco with one teenager left and two older boys still in the Bay Area.

TGG

As the Editor of The Gershman Group, a boutique financial services consulting firm, TGG brings expertise in financial analysis, strategic planning, and market research. With a keen eye for detail and a passion for helping businesses navigate complex financial landscapes, TGG delivers insightful, high-quality content to empower informed decisions. Backed by years of industry experience, TGG makes complex topics accessible through clear and compelling communication, shaping the firm’s thought leadership and commitment to excellence in financial services.

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