GSPFM – Situation Room With Sanctuary

Introduction and Background: – A continuation of the tradition to provide valuable information for the audience. – Introduction of special guests discussing the independent space and supported independent space. – Introduction of CEO Roger Gershman from the Gershman Group.   Role and Services of the Gershman Group: – Serve as advocates for financial advisors. –…

Securities Attorney Speaks to the JPMorgan Contract

In today’s podcast, they discuss the employment and retention contracts presented to First Republic Advisors by JPMorgan and the points they should be aware of when reviewing these documents. Meet Rogge Dunn: Rogge Dunn handles employment, partnerships, FINRA, class actions, arbitration, defamation, privacy issues, shareholder oppression, “business divorce,” non-competes, trade secrets, whistleblowing, and significant personal…

A Message To Alex Brown Advisors

Meet Roger: Having spent twenty-five years himself as a financial advisor at Hambrecht & Quist, UBS PWM, and Credit Suisse, Mr. Gershman brings a unique perspective to the recruiting and consulting world of financial advisors. With this real-life experience, he now runs the family consulting firm his father founded 40 years ago who also was…

Roger Gershman + Vince Fertitta Interview

Meet Vince: Vince’s career spans 28 years in U.S. wealth management, international wealth management and private banking. He joined Sanctuary Wealth in 2019 after serving on Merrill Lynch’s senior leadership team and executive committee. As Managing Director, Vince ascended into the role of one of six divisional executives responsible for leading Merrill Lynch’s Wealth Management business. He also served as a Bank of America Market President in Texas, selected by the CEO to bring together various statewide lines…